Filing Details
- Accession Number:
- 0001437749-15-019125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-29 19:19:15
- Reporting Period:
- 2015-10-28
- Filing Date:
- 2015-10-29
- Accepted Time:
- 2015-10-29 19:19:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
861842 | Cathay General Bancorp | CATY | State Commercial Banks (6022) | 954274680 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185633 | M Anthony Tang | 777 North Broadway Los Angeles CA 90012 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-10-28 | 129,688 | $31.56 | 500,000 | No | 4 | S | Indirect | YFO Investments, spouse is beneficiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | YFO Investments, spouse is beneficiary |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 380,558 | Direct | |
Common Stock | 90,406 | Indirect | By ESOP |
Common Stock | 270,101 | Indirect | By spouse |
Footnotes
- Includes 2,352.13 shares acquired through dividend reinvestment year-to-date.