Filing Details

Accession Number:
0001437749-15-019125
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-29 19:19:15
Reporting Period:
2015-10-28
Filing Date:
2015-10-29
Accepted Time:
2015-10-29 19:19:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
861842 Cathay General Bancorp CATY State Commercial Banks (6022) 954274680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185633 M Anthony Tang 777 North Broadway
Los Angeles CA 90012
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-10-28 129,688 $31.56 500,000 No 4 S Indirect YFO Investments, spouse is beneficiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect YFO Investments, spouse is beneficiary
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 380,558 Direct
Common Stock 90,406 Indirect By ESOP
Common Stock 270,101 Indirect By spouse
Footnotes
  1. Includes 2,352.13 shares acquired through dividend reinvestment year-to-date.