Filing Details

Accession Number:
0001209191-15-077317
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-29 18:56:12
Reporting Period:
2015-10-27
Filing Date:
2015-10-29
Accepted Time:
2015-10-29 18:56:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411488 Blackhawk Network Holdings Inc HAWK Finance Services (6199) 432099257
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1572912 B Joan Lockie 6220 Stoneridge Mall Road
Pleasanton CA 94588
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-27 8,000 $21.03 9,916 No 4 M Direct
Common Stock Disposition 2015-10-27 8,000 $41.50 1,916 No 4 S Direct
Common Stock Acquisiton 2015-10-27 2,850 $26.73 4,766 No 4 M Direct
Common Stock Disposition 2015-10-27 2,850 $41.50 1,916 No 4 S Direct
Common Stock Disposition 2015-10-27 334 $41.50 1,582 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-10-27 8,000 $0.00 8,000 $21.03
Common Stock Stock Option (Right to Buy) Disposition 2015-10-27 2,850 $0.00 2,850 $26.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,000 2018-08-23 No 4 M Direct
8,550 2021-03-12 No 4 M Direct
Footnotes
  1. Includes 334 shares acquired under the Blackhawk Network Holdings, Inc. 2013 Employee Stock Purchase Plan ("ESPP") on April 30, 2015. The ESPP shares were acquired in transactions exempt from Section 16(b).
  2. The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of March 14, 2011, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
  3. The shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of March 12, 2014, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.