Filing Details
- Accession Number:
- 0001104659-15-074206
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-29 18:15:01
- Reporting Period:
- 2015-10-27
- Filing Date:
- 2015-10-29
- Accepted Time:
- 2015-10-29 18:15:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1592288 | Dimension Therapeutics Inc. | DMTX | Biological Products, (No Disgnostic Substances) (2836) | 463942159 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1055949 | D Samuel Isaly | 601 Lexington Avenue, 54Th Floor New York NY 10022 | Yes | No | Yes | No | |
1055951 | Orbimed Advisors Llc | 601 Lexington Avenue, 54Th Floor New York NY 10022 | Yes | No | Yes | No | |
1615374 | Orbimed Capital Gp V Llc | 601 Lexington Avenue, 54Th Floor New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-27 | 3,250,085 | $0.00 | 3,250,085 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2015-10-27 | 1,947,613 | $0.00 | 5,197,698 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2015-10-27 | 200,000 | $13.00 | 5,397,698 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2015-10-27 | 9,500,000 | $0.00 | 3,250,085 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2015-10-27 | 5,692,874 | $0.00 | 1,947,613 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series A Preferred Stock automatically converted into Common Stock, for no additional consideration, on a 2.923-for-1 basis at the closing of the Issuer's initial public offering, and had no expiration date.
- The Series B Preferred Stock automatically converted into Common Stock, for no additional consideration, on a 2.923-for-1 basis at the closing of the Issuer's initial public offering, and had no expiration date.
- These securities are held of record by OrbiMed Private Investments V, LP ("OPI V"). OrbiMed Capital GP V LLC ("GP V") is the sole general partner of OPI V, and OrbiMed Advisors LLC ("Advisors") is the managing member of GP V. Samuel D. Isaly ("Isaly"), a natural person, is the managing member of and owner of a controlling interest in Advisors. By virtue of such relationships, GP V, Advisors and Isaly may be deemed to have voting and investment power over the securities held by OPI V and as a result may be deemed to have beneficial ownership over such securities.
- This report on Form 4 is jointly filed by GP V, Advisors, and Isaly. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a- 1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. The Reporting Persons have designated a representative, currently Rishi Gupta, an employee of Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.