Filing Details
- Accession Number:
- 0001513162-15-000596
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-29 17:48:30
- Reporting Period:
- 2015-10-27
- Filing Date:
- 2015-10-29
- Accepted Time:
- 2015-10-29 17:48:30
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232304 | P Henry Herms | C/O Itus Corporation 12100 Wilshire Boulevard, Suite 1275 Los Angeles CA 90025 | Vice President-Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-27 | 4,000 | $2.58 | 26,125 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-10-27 | 1,000 | $3.79 | 25,125 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-10-28 | 1,700 | $3.80 | 23,425 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-10-29 | 800 | $3.73 | 22,625 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2015-10-27 | 4,000 | $0.00 | 4,000 | $2.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-10-31 | 2015-10-31 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.76 to $3.88, inclusive. The reporting person undertakes to provide to ITUS Corporation, any security holder of ITUS Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.80 to $3.84, inclusive. The reporting person undertakes to provide to ITUS Corporation, any security holder of ITUS Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.74 to $3.76, inclusive. The reporting person undertakes to provide to ITUS Corporation, any security holder of ITUS Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
- Right-To-Buy, pursuant to the ITUS Corporation 2003 Share Incentive Plan.