Filing Details
- Accession Number:
- 0001127602-15-029771
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-29 13:15:07
- Reporting Period:
- 2015-08-14
- Filing Date:
- 2015-10-29
- Accepted Time:
- 2015-10-29 13:15:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614139 | K Khandpur Ashish | 3M Center St. Paul MN 55144-1000 | Sr. Vp, Chief Tech. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-28 | 309 | $101.49 | 1,061 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-10-28 | 309 | $156.49 | 752 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-10-28 | 155 | $126.72 | 907 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-10-28 | 155 | $156.49 | 752 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2015-08-14 | 85 | $0.00 | 85 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2015-08-14 | 93 | $0.00 | 93 | $0.00 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-08-14 | 156 | $0.00 | 156 | $101.49 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-08-14 | 313 | $0.00 | 313 | $126.72 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-10-28 | 309 | $0.00 | 309 | $101.49 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-10-28 | 155 | $0.00 | 155 | $126.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | J | Indirect | ||
0 | No | 4 | J | Indirect | ||
309 | 2014-02-05 | 2023-02-03 | No | 4 | J | Indirect |
155 | 2015-02-04 | 2024-02-02 | No | 4 | J | Indirect |
0 | 2014-02-05 | 2023-02-03 | No | 4 | M | Indirect |
0 | 2015-02-04 | 2024-02-02 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 752 | Indirect | by Spouse |
Common Stock | 728 | Indirect | Spouse 401k/paesop |
Footnotes
- Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
- Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
- Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- On August 14, 2015, the Issuer cancelled the option of 85 shares of 3M Common Stock granted to the reporting person on 2/4/2014, due to termination of service.
- The restricted stock units will vest on 2/4/2017.
- Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- On August 14, 2015, the Issuer cancelled the option of 93 shares of 3M Common Stock granted to the reporting person on 2/5/2013, due to termination of service.
- The restricted stock units will vest on 2/5/2016.
- This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
- On August 14, 2015, due to termination of service, the unvested portion of the option could not be exercised.
- This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/4/2014).