Filing Details
- Accession Number:
- 0000791908-15-000101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-28 17:44:07
- Reporting Period:
- 2015-10-26
- Filing Date:
- 2015-10-28
- Accepted Time:
- 2015-10-28 17:44:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791908 | Xoma Corp | XOMA | Pharmaceutical Preparations (2834) | 942756657 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222790 | Phd Md J Patrick Scannon | C/O Xoma Corporation 2910 Seventh Street Berkeley CA 94710 | Exec. Vp & Cso | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2015-10-26 | 8,000 | $1.04 | 118,227 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 25,080 | Indirect | by 401(k) |
Common Shares | 750 | Indirect | by Daughter |
Common Shares | 4,053 | Indirect | by Trust |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2015.
- This transaction was executed in multiple trades ranging at prices from $1.04 to $1.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Company or a security holder of the Company full information regarding the number of shares and prices at which the transactions were effected.