Filing Details
- Accession Number:
- 0001127602-15-029658
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-28 11:58:58
- Reporting Period:
- 2015-10-27
- Filing Date:
- 2015-10-28
- Accepted Time:
- 2015-10-28 11:58:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1263739 | G Inge Thulin | 3M Center St. Paul MN 55144-1000 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-27 | 52,000 | $87.35 | 152,905 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-27 | 200 | $155.74 | 152,705 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-27 | 100 | $155.75 | 152,605 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-27 | 400 | $155.80 | 152,205 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-27 | 200 | $155.82 | 152,005 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-27 | 100 | $155.83 | 151,905 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-27 | 100 | $155.84 | 151,805 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-27 | 49,600 | $155.85 | 102,205 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-27 | 200 | $155.86 | 102,005 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-27 | 300 | $155.87 | 101,705 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-27 | 100 | $155.93 | 101,605 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-27 | 400 | $155.95 | 101,205 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-27 | 300 | $155.99 | 100,905 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-10-27 | 52,000 | $0.00 | 52,000 | $87.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-05-09 | 2016-05-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,495 | Indirect | By 401k/paesop Trust |
Footnotes
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
- Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
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