Filing Details
- Accession Number:
- 0001200836-15-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-27 21:07:50
- Reporting Period:
- 2015-10-26
- Filing Date:
- 2015-10-27
- Accepted Time:
- 2015-10-27 21:07:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
936528 | Washington Federal Inc | WAFD | Savings Institution, Federally Chartered (6035) | 911661606 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180561 | M Roy Whitehead | 425 Pike St Seattle WA 98101 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-26 | 20,000 | $22.91 | 357,914 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-10-26 | 20,000 | $24.92 | 337,194 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-10-27 | 70,000 | $24.81 | 407,194 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2015-10-26 | 20,000 | $0.00 | 20,000 | $22.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-02-13 | 2016-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,738 | Indirect | By 401(k) |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $24.91 to $24.96. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- Restricted and Performance-based stock grants vest beginning October 31, 2016 as follows: 28,000 shares ratably over three years and 42,000 shares ratably over three years based on certain performance criteria related to total shareholder return.