Filing Details
- Accession Number:
- 0001179110-15-014244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-27 17:26:03
- Reporting Period:
- 2015-10-23
- Filing Date:
- 2015-10-27
- Accepted Time:
- 2015-10-27 17:26:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1102112 | Pacwest Bancorp | PACW | National Commercial Banks (6021) | 330885320 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197257 | Iii M John Eggemeyer | 10250 Constellation Blvd Suite 1640 Los Angeles CA 90067 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-10-23 | 162,477 | $45.04 | 2,454,018 | No | 4 | S | Indirect | By Castle Creek Capital Partners IV, LP |
Common Stock | Disposition | 2015-10-26 | 711,300 | $45.04 | 1,742,718 | No | 4 | S | Indirect | By Castle Creek Capital Partners IV, LP |
Common Stock | Disposition | 2015-10-27 | 39,748 | $45.08 | 1,702,970 | No | 4 | S | Indirect | By Castle Creek Capital Partners IV, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Castle Creek Capital Partners IV, LP |
No | 4 | S | Indirect | By Castle Creek Capital Partners IV, LP |
No | 4 | S | Indirect | By Castle Creek Capital Partners IV, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 254,927 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Castle Creek Capital Partners IV, LP on September 8, 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.04 to $45.05, inclusive. The reporting person undertakes to provide to PacWest Bancorp, any security holder of PacWest Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- Reporting person serves as managing principal of Castle Creek Capital IV LLC, the sole general partner of Castle Creek Capital Partners IV, LP. As such, reporting person may be deemed to have beneficial ownership of the securities owned by this entity. Reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.03 to $45.10, inclusive. The reporting person undertakes to provide to PacWest Bancorp, any security holder of PacWest Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.02 to $45.185, inclusive. The reporting person undertakes to provide to PacWest Bancorp, any security holder of PacWest Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.