Filing Details

Accession Number:
0001104659-15-072797
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-26 18:33:11
Reporting Period:
2015-10-22
Filing Date:
2015-10-26
Accepted Time:
2015-10-26 18:33:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
864559 Cascade Microtech Inc CSCD Instruments For Meas & Testing Of Electricity & Elec Signals (3825) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1400003 D John Delafield 9100 Sw Gemini Drive
Beaverton OR 97008
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-10-22 1,855 $16.00 17,145 No 4 S Indirect By Delafield Hambrecht Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Delafield Hambrecht Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 103,350 Direct
Common Stock 1,500 Indirect By Spouse
Common Stock 1,786,311 Indirect By Delafield Hambrecht Partners Fund, LP
Footnotes
  1. The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Delafield Hambrecht, Inc. and Delafield Hambrecht Partners Fund, LLP dated August 25, 2015.
  2. The reporting person is the Chairman of Delafield Hambrecht, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  3. The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.