Filing Details

Accession Number:
0000899243-15-007128
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-26 17:43:21
Reporting Period:
2015-10-26
Filing Date:
2015-10-26
Accepted Time:
2015-10-26 17:43:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 710682831
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221852 R Alex Lieblong P.o. Box 966
Conway AR 72033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - Restricted Disposition 2015-10-26 50,000 $43.74 587,389 No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted 1,666 Direct
Common Stock 398,276 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $3.50 2005-12-31 2015-12-31 712 712 Direct
Common Stock Stock Option $3.92 1,425 1,425 Direct
Common Stock Stock Option $4.21 2,138 2,138 Direct
Common Stock Stock Option $4.92 2,851 2,851 Direct
Common Stock Stock Option $5.33 3,564 3,564 Direct
Common Stock Stock Option $8.60 2018-01-09 2,376 2,376 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-12-31 712 712 Direct
1,425 1,425 Direct
2,138 2,138 Direct
2,851 2,851 Direct
3,564 3,564 Direct
2018-01-09 2,376 2,376 Direct
Footnotes
  1. Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
  2. Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
  3. The option is exercisable in five equal annual installments. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2005 and expires on December 31, 2015. The last 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016.
  4. The option is exercisable in five equal annual installments. 60% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2005 and expires on December 31, 2015. The next 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The last 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017.
  5. The option is exercisable in five equal annual installments. 80% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2005 and expires on December 31, 2015. The second 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The third 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
  6. The option is exercisable in five equal annual installments. 100% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2005 and expires on December 31, 2015. The second 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The third 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The fourth 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
  7. The option is exercisable in five equal annual installments and became exercisable on January 10, 2009.