Filing Details
- Accession Number:
- 0001140361-15-038565
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-26 16:33:02
- Reporting Period:
- 2015-10-22
- Filing Date:
- 2015-10-26
- Accepted Time:
- 2015-10-26 16:33:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1640384 | Lm Funding America Inc. | LMFA | Finance Services (6199) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1653721 | Birge C. Sigety | 302 Knights Run Avenue Suite 1000 Tampa FL 33602 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-22 | 10,000 | $10.00 | 10,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-10-22 | 10,000 | $10.00 | 10,000 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Acquisiton | 2015-10-22 | 5,000 | $0.00 | 5,000 | $10.00 |
| Common Stock | Warrants | Acquisiton | 2015-10-22 | 10,000 | $0.00 | 10,000 | $12.50 |
| Common Stock | Warrants | Acquisiton | 2015-10-22 | 10,000 | $0.00 | 10,000 | $12.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2025-10-22 | No | 4 | A | Direct | |
| 10,000 | 2020-10-22 | No | 4 | P | Direct | |
| 10,000 | 2020-10-22 | No | 4 | P | Indirect |
Footnotes
- The reporting person purchased Units consisting of Common Stock and Warrants. The price of each such Unit was $10.00 as reported in Column 4 of Table 1 hereof.
- Grant to reporting person of option to buy shares under the 2015 Omnibus Incentive Plan. One-third of the options become exercisable on the first, second, and third anniversary of the date of grant.
- Immediately exercisable.
Billionaire Hedge Funds
