Filing Details
- Accession Number:
- 0001140361-15-038560
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-26 16:29:46
- Reporting Period:
- 2015-10-22
- Filing Date:
- 2015-10-26
- Accepted Time:
- 2015-10-26 16:29:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1640384 | Lm Funding America Inc. | LMFA | Finance Services (6199) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1653727 | M. Bruce Rodgers | 302 Knights Run Avenue Suite 1000 Tampa FL 33602 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-22 | 132,420 | $10.00 | 2,191,244 | No | 4 | P | Indirect | By CGR63, LLC |
| Common Stock | Acquisiton | 2015-10-22 | 1,500 | $10.00 | 42,676 | No | 4 | P | Indirect | By BRR Holding, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By CGR63, LLC |
| No | 4 | P | Indirect | By BRR Holding, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2015-10-22 | 132,420 | $0.00 | 132,420 | $12.50 |
| Common Stock | Warrants | Acquisiton | 2015-10-22 | 1,500 | $0.00 | 1,500 | $12.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 132,420 | 2020-10-22 | No | 4 | P | Indirect | |
| 1,500 | 2020-10-22 | No | 4 | P | Indirect |
Footnotes
- The reporting person purchased Units consisting of Common Stock and Warrants. The price of each such Unit was $10.00 as reported in Column 4 of Table 1 hereof
- Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of CGR63, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- Immediately exercisable.
Billionaire Hedge Funds
