Filing Details

Accession Number:
0001140361-15-038560
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-26 16:29:46
Reporting Period:
2015-10-22
Filing Date:
2015-10-26
Accepted Time:
2015-10-26 16:29:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1640384 Lm Funding America Inc. LMFA Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1653727 M. Bruce Rodgers 302 Knights Run Avenue
Suite 1000
Tampa FL 33602
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-22 132,420 $10.00 2,191,244 No 4 P Indirect By CGR63, LLC
Common Stock Acquisiton 2015-10-22 1,500 $10.00 42,676 No 4 P Indirect By BRR Holding, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By CGR63, LLC
No 4 P Indirect By BRR Holding, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2015-10-22 132,420 $0.00 132,420 $12.50
Common Stock Warrants Acquisiton 2015-10-22 1,500 $0.00 1,500 $12.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
132,420 2020-10-22 No 4 P Indirect
1,500 2020-10-22 No 4 P Indirect
Footnotes
  1. The reporting person purchased Units consisting of Common Stock and Warrants. The price of each such Unit was $10.00 as reported in Column 4 of Table 1 hereof
  2. Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of CGR63, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
  3. Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
  4. Immediately exercisable.