Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001140361-15-038542)

Filing Details

Accession Number:: 0001140361-15-038542
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-10-26 16:17:14
Reporting Period:: 2015-10-22

Filing Date:: 2015-10-26
Accepted Time:: 2015-10-26 16:17:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1640384	Lm Funding America Inc.	LMFA	Finance Services (6199)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1653719	Sean Galaris	302 Knights Run Avenue Suite 1000 Tampa FL 33602	President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-10-22	4,000	$10.00	4,000	No	4	P	Indirect	By Esplanade Equity LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Esplanade Equity LLC

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (right to buy)	Acquisiton	2015-10-22	94,500	$0.00	94,500	$10.00
Common Stock	Warrants	Acquisiton	2015-10-22	4,000	$0.00	4,000	$12.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
94,500		2025-10-22	No	4	A	Direct
4,000		2020-10-22	No	4	P	Indirect

Footnotes

The reporting person purchased Units consisting of Common Stock and Warrants. The price of each such Unit was $10.00 as reported in Column 4 of Table 1 hereof.
Grant to reporting person of option to buy shares under the 2015 Omnibus Incentive Plan. One-third of the options become exercisable on the first, second, and third anniversary of the date of grant.
Immediately exercisable.