Filing Details
- Accession Number:
- 0001127602-15-029505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-23 17:42:24
- Reporting Period:
- 2015-10-22
- Filing Date:
- 2015-10-23
- Accepted Time:
- 2015-10-23 17:42:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
889936 | Privatebancorp Inc | PVTB | State Commercial Banks (6022) | 363681151 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1417006 | R. Bruce Hague | C/O Privatebancorp, Inc. 120 South Lasalle St. Chicago IL 60603 | Pres. Of Natl. Com. Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-22 | 78,125 | $26.10 | 207,722 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-10-22 | 25,338 | $14.39 | 233,060 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-10-22 | 81,867 | $40.48 | 151,193 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-10-22 | 37,473 | $40.64 | 113,720 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-10-23 | 7,527 | $41.44 | 106,193 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-10-22 | 78,125 | $0.00 | 78,125 | $26.10 |
Common Stock | Option To Purchase Common Stock | Disposition | 2015-10-22 | 25,338 | $0.00 | 25,338 | $14.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-11-01 | No | 4 | M | Direct | |
0 | 2022-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,300 | Indirect | Held By Spouse |
Footnotes
- These shares were sold in connection with the option exercises reported on this form in order to pay the exercise price and related tax obligations upon exercise.
- Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $40.29 to $40.82. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- Reflects the weighted average sales price for multiple transactions reported on this line. The shares were sold at prices that ranged from $40.50 to $40.82. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- Reflects the weighted average sales price for multiple transactions reported on this line. The shares were sold at prices that ranged from $41.42 to $41.48. Upon the request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- Includes 3,761.45 shares held by 401(k) based on the latest quarterly reporting as of September 30, 2015.
- Options were granted November 1, 2007 and become fully vested on December 31, 2012.
- Options were granted on February 22, 2012, one-third of which vested on March 1 of each of 2013, 2014 and 2015.