Filing Details

Accession Number:
0001127602-15-029505
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-23 17:42:24
Reporting Period:
2015-10-22
Filing Date:
2015-10-23
Accepted Time:
2015-10-23 17:42:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
889936 Privatebancorp Inc PVTB State Commercial Banks (6022) 363681151
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1417006 R. Bruce Hague C/O Privatebancorp, Inc.
120 South Lasalle St.
Chicago IL 60603
Pres. Of Natl. Com. Banking No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-22 78,125 $26.10 207,722 No 4 M Direct
Common Stock Acquisiton 2015-10-22 25,338 $14.39 233,060 No 4 M Direct
Common Stock Disposition 2015-10-22 81,867 $40.48 151,193 No 4 S Direct
Common Stock Disposition 2015-10-22 37,473 $40.64 113,720 No 4 S Direct
Common Stock Disposition 2015-10-23 7,527 $41.44 106,193 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-10-22 78,125 $0.00 78,125 $26.10
Common Stock Option To Purchase Common Stock Disposition 2015-10-22 25,338 $0.00 25,338 $14.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-11-01 No 4 M Direct
0 2022-02-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,300 Indirect Held By Spouse
Footnotes
  1. These shares were sold in connection with the option exercises reported on this form in order to pay the exercise price and related tax obligations upon exercise.
  2. Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $40.29 to $40.82. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
  3. Reflects the weighted average sales price for multiple transactions reported on this line. The shares were sold at prices that ranged from $40.50 to $40.82. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
  4. Reflects the weighted average sales price for multiple transactions reported on this line. The shares were sold at prices that ranged from $41.42 to $41.48. Upon the request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
  5. Includes 3,761.45 shares held by 401(k) based on the latest quarterly reporting as of September 30, 2015.
  6. Options were granted November 1, 2007 and become fully vested on December 31, 2012.
  7. Options were granted on February 22, 2012, one-third of which vested on March 1 of each of 2013, 2014 and 2015.