Filing Details
- Accession Number:
- 0001225208-15-019858
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-23 17:07:04
- Reporting Period:
- 2015-10-21
- Filing Date:
- 2015-10-23
- Accepted Time:
- 2015-10-23 17:07:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
16918 | Constellation Brands Inc. | STZ | Beverages (2080) | 160716709 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1462935 | M Zachary Stern | C/O Constellation Brands, Inc. 207 High Point Drive, Building 100 Victor NY 14564 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2015-10-22 | 105,492 | $137.05 | 1,000 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2015-10-21 | 768 | $0.00 | 768 | No | 4 | J | Indirect | by MLR&R |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | J | Indirect | by MLR&R |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B (convertible) Common Stock | Acquisiton | 2015-10-21 | 667,368 | $0.00 | 667,368 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
667,368 | No | 4 | J | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,919,420 | Indirect | by A&Z 2015 Business Holdings LP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B (convertible) Common Stock | $0.00 | 7,345,344 | 7,345,344 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
7,345,344 | 7,345,344 | Indirect |
Footnotes
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $136.90 to $137.32, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- On October 21, 2015, A&Z 2015 Business Holdings LP ("A&Z Holdings") distributed its general partner interests in M,L,R&R to limited partners including the reporting person. The reporting person has been a general partner of M,L,R&R prior to the distribution of these additional general partner interests and has previously reported the shares held by M,L,R&R.
- Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- M,L,R&R is a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest.
- A&Z Holdings is a limited partnership and its general partner is A&Z 2015 Business Management LLC ("A&Z Management"). A&Z Management owns a .025% interest in A&Z Holdings. The reporting person indirectly holds limited partner interests in A&Z Holdings and is a member of A&Z Management.
- Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.