Filing Details

Accession Number:
0000899243-15-007051
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-22 18:06:01
Reporting Period:
2015-10-14
Filing Date:
2015-10-22
Accepted Time:
2015-10-22 18:06:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883980 First Data Corp FDC Services-Business Services, Nec (7389) 470731996
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1654738 E Christine Larsen C/O 225 Liberty Street
29Th Floor
New York NY 10281
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-10-14 316,365 $0.00 316,365 No 4 A Direct
Class A Common Stock Acquisiton 2015-10-20 100 $16.00 316,465 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (right to buy) Acquisiton 2015-10-14 474,547 $0.00 474,547 $16.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
474,547 2025-10-14 No 4 A Direct
Footnotes
  1. Represents a grant of restricted Class A common stock ("Class A Common Stock") under the First Data Corporation 2015 Omnibus Incentive Plan (the "2015 Plan") of First Data Corporation (the "Issuer"), effective on the date of effectiveness of the Issuer's Form S-8 Registration Statement related to the 2015 Plan.
  2. Reflects shares of Class A Common Stock of the Issuer purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering.
  3. Represents a grant of stock options which, subject to the reporting person's continued service through each applicable vesting date, will vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third upon the Issuer's achievement of a closing trading price of its Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.