Filing Details
- Accession Number:
- 0000899243-15-007042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-22 18:00:32
- Reporting Period:
- 2015-07-01
- Filing Date:
- 2015-10-22
- Accepted Time:
- 2015-10-22 18:00:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883980 | First Data Corp | FDC | Services-Business Services, Nec (7389) | 470731996 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199930 | Heidi Miller | C/O 225 Liberty Street 29Th Floor New York NY 10281 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-10-20 | 6,000 | $16.00 | 6,000 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2015-10-20 | 10,000 | $16.00 | 10,000 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Units in Director Deferred Compensation Plan | Acquisiton | 2015-07-01 | 1,186 | $15.80 | 1,186 | $0.00 |
Class A Common Stock | Units in Director Deferred Compensation Plan | Acquisiton | 2015-10-01 | 1,130 | $16.59 | 1,130 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,140 | No | 4 | A | Direct | ||
9,270 | No | 4 | A | Direct |
Footnotes
- Reflects shares of Class A common stock ("Class A Common Stock") of First Data Corporation (the "Issuer") purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering.
- Held by the reporting person's spouse.
- Each unit represents the economic equivalent of one share of Class A Common Stock. The units become payable in cash upon Ms. Miller's termination of service as a director.
- Reported on a post-split basis following the merger of First Data Holdings Inc. with and into the Issuer and the Issuer's reverse stock split of 3.16091-for-1 in connection with the Issuer's initial public offering.