Filing Details
- Accession Number:
- 0000899243-15-007041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-22 17:36:57
- Reporting Period:
- 2015-10-20
- Filing Date:
- 2015-10-22
- Accepted Time:
- 2015-10-22 17:36:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1610532 | Hortonworks Inc. | HDP | Services-Prepackaged Software (7372) | 371634325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1626708 | Herbert Cunitz | C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-10-20 | 500 | $21.44 | 238,000 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2015-10-20 | 500 | $21.44 | 238,000 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2015-10-20 | 500 | $21.44 | 865,693 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2015-10-21 | 500 | $20.43 | 237,500 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2015-10-21 | 500 | $20.43 | 237,500 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2015-10-21 | 500 | $20.43 | 865,193 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 89,979 | Direct |
Footnotes
- These transactions were executed pursuant to a 10b5-1 trading plan executed on March 8, 2015
- Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $21.35 to $21.51 per share. The reporting person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the reporting person at each separate price within the range.
- Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $20.12 to $20.81 per share. The reporting person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the reporting person at each separate price within the range.
- Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Jaclyn L. Cunitz
- Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Graham M. Cunitz
- Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Herbert D. Cunitz Trust dated March 17, 2000
Billionaire Hedge Funds
