Filing Details
- Accession Number:
- 0001144204-15-060426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-22 16:16:05
- Reporting Period:
- 2015-10-21
- Filing Date:
- 2015-10-22
- Accepted Time:
- 2015-10-22 16:16:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
771999 | Document Security Systems Inc | DSS | Paperboard Containers & Boxes (2650) | 161229730 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1655128 | L. Joseph Sanders | C/O Document Security Systems, Inc. 28 East Main Street, Suite 1525 Rochester NY 14614 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-21 | 227,273 | $0.22 | 927,673 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2015-10-21 | 45,455 | $0.00 | 45,455 | $0.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
45,455 | 2016-04-22 | 2020-04-22 | No | 4 | P | Direct |
Footnotes
- Warrant issued at no additional cost in connection with Reporting Person's purchase of 227,273 shares of common stock from the Issuer.