Filing Details
- Accession Number:
- 0001354488-15-004685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-21 21:27:02
- Reporting Period:
- 2015-10-21
- Filing Date:
- 2015-10-21
- Accepted Time:
- 2015-10-21 21:27:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378624 | Cellular Biomedicine Group Inc. | CBMG | Biological Products, (No Disgnostic Substances) (2836) | 861032927 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1569877 | K Andrew Chan | 19925 Stevens Creek Blvd., Suite 100 Cupertino CA 95014 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-19 | 1,516 | $5.61 | 163,712 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-19 | 1,516 | $20.50 | 162,196 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-19 | 2,403 | $20.50 | 159,793 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-10-20 | 1,296 | $3.00 | 161,089 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-20 | 1,296 | $19.30 | 159,793 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non- Qualified Stock Option (right to buy) (2013 Plan) | Disposition | 2015-10-19 | 1,516 | $0.00 | 1,516 | $5.61 |
| Common Stock | Non-Qualified Stock Option (right to buy) (2011 Plan) | Disposition | 2015-10-20 | 1,296 | $0.00 | 1,296 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,968 | 2024-05-16 | No | 4 | M | Direct | |
| 44,075 | 2023-02-20 | No | 4 | M | Direct |
Footnotes
- The transaction reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
- The option vested according to the following schedule: 1/31st per month following the vesting commencement date of May 16, 2014.
- The option vested according to the following schedule: 1/36th per month following the vesting commencement date of February 20, 2013.
Billionaire Hedge Funds
