Filing Details

Accession Number:
0000950142-15-002268
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-21 18:59:38
Reporting Period:
2015-10-20
Filing Date:
2015-10-21
Accepted Time:
2015-10-21 18:59:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1580156 Houghton Mifflin Harcourt Co HMHC Books: Publishing Or Publishing & Printing (2731) 271566372
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1585799 Kay Linda Zecher C/O Houghton Mifflin Harcourt Co.,
222 Berkeley Street
Boston MA 02116
See Remarks. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-20 6,634 $12.50 212,133 No 4 M Direct
Common Stock Disposition 2015-10-20 6,634 $21.00 205,499 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-10-20 6,634 $0.00 6,634 $12.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,448,576 2019-06-22 No 4 M Direct
Footnotes
  1. These shares were sold pursuant to a Rule 10b5-1 trading plan.
  2. These employee stock options have vested and are currently exercisable.