Filing Details
- Accession Number:
- 0000950142-15-002268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-21 18:59:38
- Reporting Period:
- 2015-10-20
- Filing Date:
- 2015-10-21
- Accepted Time:
- 2015-10-21 18:59:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580156 | Houghton Mifflin Harcourt Co | HMHC | Books: Publishing Or Publishing & Printing (2731) | 271566372 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1585799 | Kay Linda Zecher | C/O Houghton Mifflin Harcourt Co., 222 Berkeley Street Boston MA 02116 | See Remarks. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-20 | 6,634 | $12.50 | 212,133 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-10-20 | 6,634 | $21.00 | 205,499 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-10-20 | 6,634 | $0.00 | 6,634 | $12.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,448,576 | 2019-06-22 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 trading plan.
- These employee stock options have vested and are currently exercisable.