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Home > Insider Trading > Filing (0001140361-15-038163)

Filing Details

Accession Number:: 0001140361-15-038163
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-10-21 16:35:02
Reporting Period:: 2015-10-21

Filing Date:: 2015-10-21
Accepted Time:: 2015-10-21 16:35:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1368993	Wafergen Bio-Systems Inc.	WGBS	Laboratory Analytical Instruments (3826)	900416683

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1641695	Rolland Carlson	C/0 Wafergen Bio-Systems, Inc. 7400 Paseo Padre Parkway Fremont CA 94555	Ceo And President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-10-21	200,000	$0.00	250,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrant (right to buy)	Acquisiton	2015-10-21	200,000	$0.00	200,000	$1.44

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
200,000			No	4	P	Direct

Footnotes

All the securities reported on this Form 4 were purchased by the reporting person for an aggregate purchase price of $200,000.
The securities are exercisable for shares of common stock at any time on or after October 21, 2015 and on or prior to the close of business on October 21, 2020.