Filing Details
- Accession Number:
- 0001437749-15-018633
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-20 18:25:35
- Reporting Period:
- 2015-10-16
- Filing Date:
- 2015-10-20
- Accepted Time:
- 2015-10-20 18:25:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1136174 | Catasys Inc. | CATS | Services-Misc Health & Allied Services, Nec (8090) | 880464853 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378591 | E David Smith | 11150 Santa Monica Blvd Suite 1400 Los Angeles CA 90025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2015-10-16 | 956,667 | $0.30 | 10,057,072 | No | 4 | P | Indirect | Shamus, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Shamus, LLC |
Footnotes
- These securities were purchased by Shamus, LLC pursuant to a Stock Purchase Agreement entered into with the issuer.