Filing Details

Accession Number:
0001140361-15-038089
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-20 16:46:41
Reporting Period:
2015-10-19
Filing Date:
2015-10-20
Accepted Time:
2015-10-20 16:46:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771497 Abm Industries Inc ABM Services-To Dwellings & Other Buildings (7340) 941369354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198682 P James Mcclure 551 Fifth Avenue
Suite 300
New York NY 10176
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-19 8,446 $18.31 113,339 No 4 M Direct
Common Stock Disposition 2015-10-19 8,446 $28.49 104,893 No 4 S Direct
Common Stock Acquisiton 2015-10-19 7,126 $19.09 112,019 No 4 M Direct
Common Stock Disposition 2015-10-19 7,126 $28.49 104,893 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2015-10-19 8,446 $0.00 8,446 $18.31
Common Stock Stock Options Disposition 2015-10-19 7,126 $0.00 7,126 $19.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,447 2019-10-11 No 4 M Direct
0 2018-09-13 No 4 M Direct
Footnotes
  1. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.22 to $28.69, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.22 to $28.68, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 of this Form 4.
  4. Includes 23,995 unvested RSUs, 71,939 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 6,606 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, 2,353 performance shares earned but not vested with respect to performance shares granted on 1/14/2014,and DERs related thereto.
  5. Stock options granted under the 2006 Equity Incentive Plan.
  6. 25% exercisable on 10/11/2013 and 25% on the anniversary date of each of the following three years.
  7. 25% exercisable on 9/13/2012 and 25% on the anniversary date of each of the following three years.