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Filing Details

Accession Number:: 0001104659-15-071605
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-10-20 14:57:42
Reporting Period:: 2015-10-20

Filing Date:: 2015-10-20
Accepted Time:: 2015-10-20 14:57:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1534120	Cerecor Inc.	CERC	Pharmaceutical Preparations (2834)	450705648

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1653237	Ronald Marcus	400 E. Pratt Street, Suite 606 Baltimore MD 21202	Chief Medical Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-10-20	5,383	$0.00	5,383	No	4	J	Direct
Common Stock	Acquisiton	2015-10-20	16,924	$0.00	22,307	No	4	P	Direct
Common Stock	Acquisiton	2015-10-20	13,693	$0.00	36,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	J	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Acquisiton	2015-10-20	15,000	$0.00	15,000	$6.49
Common Stock	Class A Warrant (Right to Buy)	Acquisiton	2015-10-20	5,383	$0.00	5,383	$4.55
Common Stock	Class B Warrant (Right to Buy)	Acquisiton	2015-10-20	5,383	$0.00	2,692	$3.90
Common Stock	Class A Warrant (Right to Buy)	Acquisiton	2015-10-20	16,924	$0.00	16,924	$4.55
Common Stock	Class B Warrant (Right to Buy)	Acquisiton	2015-10-20	16,924	$0.00	8,462	$3.90
Common Stock	Class A Warrant (Right to Buy)	Acquisiton	2015-10-20	13,693	$0.00	13,693	$4.55
Common Stock	Class B Warrant (Right to Buy)	Acquisiton	2015-10-20	13,693	$0.00	6,847	$3.90

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
15,000	2024-10-19	No	4	A	Direct
5,383	2018-10-20	No	4	J	Direct
5,383	2017-04-20	No	4	J	Direct
22,307	2018-10-20	No	4	P	Direct
22,307	2017-04-20	No	4	P	Direct
36,000	2018-10-20	No	4	P	Direct
36,000	2017-04-20	No	4	P	Direct

Footnotes

The reported securities are included within 5,383 units issued upon the closing of the Issuer's initial public offering at the initial public offering price of $6.50 per unit. Each unit consists of one share of Common Stock, one Class A Warrant to purchase one share of Common Stock and one Class B Warrant to purchase one-half share of Common Stock. The components of the units will begin to trade separately on the first trading day following the 60th day after the closing of the issuer's initial public offering, unless the Issuer's underwriters determine that an earlier date is acceptable.
The reported securities are included within 16,924 units purchased by the reporting person for $6.40 per unit. Each unit consists of one share of Common Stock, one Class A Warrant to purchase one share of Common Stock and one Class B Warrant to purchase one-half share of Common Stock. The components of the units will begin to trade separately on the first trading day following the 60th day after the closing of the issuer's initial public offering, unless the Issuer's underwriters determine that an earlier date is acceptable.
The reported securities are included within 13,693 units purchased by the reporting person for $6.3943 per unit. Each unit consists of one share of Common Stock, one Class A Warrant to purchase one share of Common Stock and one Class B Warrant to purchase one-half share of Common Stock. The components of the units will begin to trade separately on the first trading day following the 60th day after the closing of the issuer's initial public offering, unless the Issuer's underwriters determine that an earlier date is acceptable
The Stock Option vests in four equal installments on October 20, 2016, 2017, 2018 and 2019.