Filing Details
- Accession Number:
- 0001493152-15-004911
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-20 12:30:11
- Reporting Period:
- 2015-10-14
- Filing Date:
- 2015-10-20
- Accepted Time:
- 2015-10-20 12:30:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1477168 | Star Mountain Resources Inc. | SMRS | Metal Mining (1000) | 270585702 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1611364 | Francis Edward Brogan | 605 W. Knox Rd., #202 Tempe, AZ 85284 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-14 | 1,500,000 | $0.00 | 4,794,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Series C Cumulative Preferred | Acquisiton | 2015-10-14 | 1,500,000 | $0.00 | 1,500,000 | $0.50 |
Common | Series A Stock Purchase Warrants | Acquisiton | 2015-10-14 | 1,500,000 | $0.00 | 1,500,000 | $0.75 |
Common | Series B Stock Purchase Warrants | Acquisiton | 2015-10-14 | 1,500,000 | $0.00 | 1,500,000 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,500,000 | 2016-04-14 | No | 4 | P | Direct | |
1,500,000 | 2015-10-15 | 2017-10-14 | No | 4 | P | Direct |
1,500,000 | 2015-10-15 | 2018-10-14 | No | 4 | P | Direct |
Footnotes
- Reporting person acquired all of the Series C Cumulative Preferred shares, common stock, Series A Common Stock Purchase Warrants and Series B Common Stock Purchase Warrants reported herein for an aggregate of $750,000.
- None.