Filing Details
- Accession Number:
- 0001104659-15-071443
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-19 20:27:17
- Reporting Period:
- 2015-10-15
- Filing Date:
- 2015-10-19
- Accepted Time:
- 2015-10-19 20:27:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1641614 | Cpi Card Group Inc. | PMTS | Short-Term Business Credit Institutions (6153) | 260344657 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1655148 | Tricor Pacific Capital Partners (Fund Iv), Ulc | C/O Tricor Pacific Capital One Westminster Place, Suite 100 Lake Forest IL 60045 | No | No | Yes | No | |
1655154 | Tricor Pacific Capital Partners (Fund Iv) U.s., Lp | C/O Tricor Pacific Capital One Westminster Place, Suite 100 Lake Forest IL 60045 | No | No | Yes | No | |
1655155 | Tricor Pacific Capital Partners (Fund Iv), Lp | C/O Tricor Pacific Capital One Westminster Place, Suite 100 Lake Forest IL 60045 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-10-15 | 1,899,605 | $9.50 | 32,794,131 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Footnotes
- 1,194,523 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP to the underwriters in the initial public offering of CPI Card Group Inc. (the "Company"). Following such sale, Tricor Pacific Capital Partners (Fund IV), LP holds 20,621,843 shares of common stock of the Company. 705,082 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP to the underwriters in the initial public offering of the Company. Following such sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 12,172,288 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Tricor Pacific Capital Partners (Fund IV), ULC, as the general partner.
- Bradley Seaman, David Rowntree, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds.