Filing Details
- Accession Number:
- 0001214659-15-007149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-19 19:15:20
- Reporting Period:
- 2015-10-15
- Filing Date:
- 2015-10-19
- Accepted Time:
- 2015-10-19 19:15:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72331 | Nordson Corp | NDSN | General Industrial Machinery & Equipment, Nec (3569) | 340590250 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536454 | E James Devries | 28601 Clemens Road Westlake OH 44145 | Vice President | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-15 | 5,400 | $19.25 | 35,438 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-10-15 | 5,400 | $67.10 | 30,380 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2015-10-15 | 5,400 | $0.00 | 5,400 | $19.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,400 | 2015-12-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,762 | Indirect | Company ESOP and 401(k) Plans |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | $24.46 | 2016-12-06 | 5,000 | 5,000 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $26.46 | 2017-12-05 | 5,000 | 5,000 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $14.37 | 2018-12-04 | 5,800 | 5,800 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $27.26 | 2019-12-03 | 3,500 | 3,500 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $43.32 | 2020-12-07 | 4,000 | 4,000 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $43.73 | 2021-11-28 | 6,000 | 6,000 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | 4,500 | 4,500 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | 5,200 | 5,200 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | 5,800 | 5,800 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-12-06 | 5,000 | 5,000 | Direct |
2017-12-05 | 5,000 | 5,000 | Direct |
2018-12-04 | 5,800 | 5,800 | Direct |
2019-12-03 | 3,500 | 3,500 | Direct |
2020-12-07 | 4,000 | 4,000 | Direct |
2021-11-28 | 6,000 | 6,000 | Direct |
2022-11-28 | 4,500 | 4,500 | Direct |
2023-11-25 | 5,200 | 5,200 | Direct |
2024-11-24 | 5,800 | 5,800 | Direct |
Footnotes
- Exercise of reporting person's stock options of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise. The holdings are net of shares previously withheld or sold to cover withholding taxes.
- Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $67.00 to $67.30. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
- The Reporting Person previously entered into a limit order covering stock options that otherwise would expire December 7, 2015. Pursuant to Rule 10b5-1, these options were exercised automatically and the respective shares were sold automatically based on the stock price reaching a pre-set target price. The total number reported in column 5 includes 342 shares acquired in 2015 through participation in the Company's Dividend Reinvestment Plan. The holdings are net of shares previously withheld or sold to cover withholding taxes.
- Represents the number of shares attributable to the reporting person's participation in the Company Stock Fund of the Nordson Savings Plan. Represents obligations whose value is based on the Common Stock through a contribution, exempt pursuant to Rule 16b-3(c), under the Company's Compensation Deferral Program. The reporting person disclaims beneficial ownership of these securities
- All such options have fully vested.
- On December 7, 2010, the Company granted 4,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 5 equal annual installments beginning on December 7, 2011. The vested portions of such options will become exercisable upon vesting.
- On November 28, 2011, the Company granted 6,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 28, 2012. The vested portions of such options will become exercisable upon vesting.
- On November 28, 2012, the Company granted 4,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 28, 2013. The vested portions of such options will become exercisable upon vesting.
- On November 25, 2013, the Company granted 5,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
- On November 24, 2014, the Company granted 5,800 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.