Filing Details

Accession Number:
0001214659-15-007149
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-19 19:15:20
Reporting Period:
2015-10-15
Filing Date:
2015-10-19
Accepted Time:
2015-10-19 19:15:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72331 Nordson Corp NDSN General Industrial Machinery & Equipment, Nec (3569) 340590250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536454 E James Devries 28601 Clemens Road
Westlake OH 44145
Vice President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-15 5,400 $19.25 35,438 No 4 M Direct
Common Stock Disposition 2015-10-15 5,400 $67.10 30,380 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2015-10-15 5,400 $0.00 5,400 $19.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,400 2015-12-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,762 Indirect Company ESOP and 401(k) Plans
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Options (right to buy) $24.46 2016-12-06 5,000 5,000 Direct
Common Stock Employee Stock Options (right to buy) $26.46 2017-12-05 5,000 5,000 Direct
Common Stock Employee Stock Options (right to buy) $14.37 2018-12-04 5,800 5,800 Direct
Common Stock Employee Stock Options (right to buy) $27.26 2019-12-03 3,500 3,500 Direct
Common Stock Employee Stock Options (right to buy) $43.32 2020-12-07 4,000 4,000 Direct
Common Stock Employee Stock Options (right to buy) $43.73 2021-11-28 6,000 6,000 Direct
Common Stock Employee Stock Options (right to buy) $61.59 2022-11-28 4,500 4,500 Direct
Common Stock Employee Stock Options (right to buy) $71.75 2023-11-25 5,200 5,200 Direct
Common Stock Employee Stock Options (right to buy) $79.66 2024-11-24 5,800 5,800 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-12-06 5,000 5,000 Direct
2017-12-05 5,000 5,000 Direct
2018-12-04 5,800 5,800 Direct
2019-12-03 3,500 3,500 Direct
2020-12-07 4,000 4,000 Direct
2021-11-28 6,000 6,000 Direct
2022-11-28 4,500 4,500 Direct
2023-11-25 5,200 5,200 Direct
2024-11-24 5,800 5,800 Direct
Footnotes
  1. Exercise of reporting person's stock options of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise. The holdings are net of shares previously withheld or sold to cover withholding taxes.
  2. Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $67.00 to $67.30. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
  3. The Reporting Person previously entered into a limit order covering stock options that otherwise would expire December 7, 2015. Pursuant to Rule 10b5-1, these options were exercised automatically and the respective shares were sold automatically based on the stock price reaching a pre-set target price. The total number reported in column 5 includes 342 shares acquired in 2015 through participation in the Company's Dividend Reinvestment Plan. The holdings are net of shares previously withheld or sold to cover withholding taxes.
  4. Represents the number of shares attributable to the reporting person's participation in the Company Stock Fund of the Nordson Savings Plan. Represents obligations whose value is based on the Common Stock through a contribution, exempt pursuant to Rule 16b-3(c), under the Company's Compensation Deferral Program. The reporting person disclaims beneficial ownership of these securities
  5. All such options have fully vested.
  6. On December 7, 2010, the Company granted 4,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 5 equal annual installments beginning on December 7, 2011. The vested portions of such options will become exercisable upon vesting.
  7. On November 28, 2011, the Company granted 6,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 28, 2012. The vested portions of such options will become exercisable upon vesting.
  8. On November 28, 2012, the Company granted 4,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 28, 2013. The vested portions of such options will become exercisable upon vesting.
  9. On November 25, 2013, the Company granted 5,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
  10. On November 24, 2014, the Company granted 5,800 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.