Filing Details
- Accession Number:
- 0001209191-15-076148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-19 18:00:42
- Reporting Period:
- 2015-10-16
- Filing Date:
- 2015-10-19
- Accepted Time:
- 2015-10-19 18:00:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616862 | Axalta Coating Systems Ltd. | AXTA | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 981073028 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1620394 | M. Sean Lannon | Two Commerce Square 2001 Market Street Suite 3600 Philadelphia PA 19103 | Global Controller, Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2015-10-16 | 23,410 | $5.92 | 23,410 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2015-10-16 | 20,000 | $8.88 | 43,410 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2015-10-16 | 43,410 | $29.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option | Disposition | 2015-10-16 | 23,410 | $0.00 | 23,410 | $5.92 |
| Common Shares | Employee Stock Option | Disposition | 2015-10-16 | 20,000 | $0.00 | 20,000 | $8.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-07-30 | No | 4 | M | Direct | |
| 12,773 | 2023-07-30 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
- This option vested in five annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
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