Filing Details
- Accession Number:
- 0001127602-15-029280
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-19 16:27:55
- Reporting Period:
- 2015-10-15
- Filing Date:
- 2015-10-19
- Accepted Time:
- 2015-10-19 16:27:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1083206 | W Arnold Donald | Carnival Corporation 3655 N.w. 87Th Avenue Miami FL 33178 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-15 | 5,000 | $46.61 | 123,072 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-15 | 5,000 | $49.95 | 118,072 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2015-10-15 | 5,000 | $0.00 | 5,000 | $46.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-10-18 | 2015-10-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,807 | Indirect | By The Arnold W. Donald Revocable Trust Uad 5/26/98 |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $49.91 to $49.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
- Options vested ratably over five years beginning on the first anniversary of the grant date.
Billionaire Hedge Funds
