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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1610532	Hortonworks Inc.	HDP	Services-Prepackaged Software (7372)	371634325

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626688	Shaun Connolly	C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054	Vp, Corporate Strategy	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-10-15	18,029	$1.28	235,278	No	4	M	Direct
Common Stock	Disposition	2015-10-15	18,029	$21.27	217,249	No	4	S	Direct
Common Stock	Disposition	2015-10-15	3,800	$21.16	213,449	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock	Disposition	2015-10-15	18,029	$0.00	18,029	$1.28

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
172,677	2012-08-01	2022-07-31	No	4	M	Direct

Footnotes

This transaction was executed pursuant to a 10b5-1 trading plan executed on March 9, 2015.
Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $20.99 to $21.56 per share. The reporting person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the reporting person at each separate price within the range.
This transaction was executed in a single open market trade at a price of $21.16 per share.
1/4th of the shares subject to the option vested on August 1, 2013 and 1/48 of the shares subject to the option shall vest monthly thereafter, subject to the Reporting Person's continuous service to the issuer on each such date. All or a portion of the unvested shares are subject to acceleration upon the occurrence of certain events.