Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001217555-15-000003)

Filing Details

Accession Number:: 0001217555-15-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-10-16 18:10:02
Reporting Period:: 2015-09-30

Filing Date:: 2015-10-16
Accepted Time:: 2015-10-16 18:10:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1038773	Smartfinancial Inc.	SMBK	National Commercial Banks (6021)	621173944

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217555	F Nathaniel Hughes	108 Crandall Ave Lookout Mountain TN 37350	Evp & Investment Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-09-30	12,172	$15.00	16,161	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Acquisiton	2015-09-30	4,100	$0.00	4,100	$15.05

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
33,725	2017-09-30	2025-09-20	No	4	A	Direct

Footnotes

On August 31, 2015, the Company effected a 1-for-4 reverse stock split of its common stock, with fractional shares being rounded up to the next whole share. Shares reported as being beneficially owned in this Form 4 have been adjusted for the reverse stock split.
The stock option vests as follows: 30% on the second anniversary of the date of the grant, 60% on the third anniversary, and 100% on the fourth anniversary.