Filing Details
- Accession Number:
- 0001179110-15-014073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-16 18:09:08
- Reporting Period:
- 2014-01-29
- Filing Date:
- 2015-10-16
- Accepted Time:
- 2015-10-16 18:09:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487058 | Tad Rivelle | Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste. 1800 Los Angeles CA 90017 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-29 | 0 | $0.00 | 98,940 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| Common Stock | Acquisiton | 2015-09-23 | 0 | $0.00 | 67,849 | No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan |
| Common Stock | Acquisiton | 2015-09-28 | 0 | $0.00 | 376,895 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-10-15 | 1,200 | $5.30 | 352,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-10-15 | 6,400 | $5.30 | 359,054 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-10-15 | 200 | $5.31 | 359,254 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-10-15 | 1,000 | $5.31 | 360,254 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-10-15 | 6,800 | $5.31 | 367,054 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-10-15 | 1,400 | $5.31 | 368,454 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) |
| No | 4 | P | Indirect | Charles Schwab & Co Acct for Chung-Ling K Tuan |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- No transaction occurred in Common Stock owned indirectly by Reporting Person
- No transaction occurred in Common Stock owned directly by Reporting Person
Billionaire Hedge Funds
