Filing Details
- Accession Number:
- 0001209191-15-075822
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-16 17:36:33
- Reporting Period:
- 2015-10-14
- Filing Date:
- 2015-10-16
- Accepted Time:
- 2015-10-16 17:36:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1365916 | Amyris Inc. | AMRS | Industrial Organic Chemicals (2860) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1506108 | Philippe Boisseau | 24 Cours Michelet 92800 Puteaux I0 92800 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-14 | 18,924,192 | $1.42 | 64,258,237 | No | 4 | M | Indirect | See footnote |
Common Stock | Disposition | 2015-10-14 | 80,052 | $2.36 | 64,178,185 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Disposition | 2015-10-14 | 18,924,192 | $0.00 | 18,924,192 | $1.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-07-29 | No | 4 | M | Indirect |
Footnotes
- Shares were issued upon Total Energies Nouvelles Activites USA's cashless exercise of the warrant issued pursuant to that certain Exchange Agreement dated as of July 26, 2015 by and between the Issuer and the investors set forth therein, including Total Energies Nouvelles Activites USA (the "Exchange Agreement").
- Held of record by Total Energies Nouvelles Activites USA. Mr. Boisseau, a member of the Issuer's board of directors by deputization, is a member of the Executive Committee of Total S.A., the ultimate parent company of Total Energies Nouvelles Activites USA, and, as such, may be deemed to share voting or investment power over the securities held by Total Energies Nouvelles Activites USA. Mr. Boisseau holds no shares of the Issuer directly and disclaims beneficial ownership of the Common Stock, except to the extent of his pecuniary interest therein, if any.
- Warrant was issued in connection with the Exchange Agreement, and is a derivative security exempted pursuant to Rule 16b-3.
- The shares underlying this warrant were determined upon satisfaction of the Exercise Condition as described in the warrant.
- This warrant became exercisable upon satisfaction of the Exercise Condition as described in the warrant.