Filing Details
- Accession Number:
- 0001498301-15-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-16 17:06:11
- Reporting Period:
- 2015-10-15
- Filing Date:
- 2015-10-16
- Accepted Time:
- 2015-10-16 17:06:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1498301 | Ascena Retail Group Inc. | ASNA | Retail-Apparel & Accessory Stores (5600) | 300641353 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1421093 | E John Pershing | Ascena Retail Group, Inc. 933 Macarthur Boulevard Mahwah NJ 07430 | Evp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2015-10-15 | 3,000 | $0.00 | 3,858 | No | 4 | A | Direct | |
Common | Disposition | 2015-10-16 | 967 | $13.07 | 2,891 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Restricted Stock Units | Disposition | 2015-10-15 | 3,000 | $0.00 | 3,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,000 | No | 4 | A | Direct |
Footnotes
- On March 4, 2015, the reporting person was granted 6,000 restricted stock units, vesting in two equal installments on October 15, 2015 and October 15, 2016.
- Shares sold to pay taxes due upon vesting of restricted stock.
- Restricted stock units issued under the Company's 2010 Stock Incentive Plan.