Filing Details
- Accession Number:
- 0001144204-15-059682
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-15 19:41:37
- Reporting Period:
- 2015-10-09
- Filing Date:
- 2015-10-15
- Accepted Time:
- 2015-10-15 19:41:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1552198 | Whitehorse Finance Inc. | WHF | () | 454247759 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1050045 | Anthony Tamer | 1450 Brickell Avenue, 31St Floor Miami FL 33131 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-10-09 | 15,900 | $13.17 | 8,179,542 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-10-12 | 7,351 | $13.40 | 8,186,893 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-10-13 | 16,000 | $13.42 | 8,202,893 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-10-14 | 16,000 | $13.35 | 8,218,893 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-10-15 | 16,000 | $13.34 | 8,234,893 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 164,589 | Indirect | See footnote |
Common Stock, Par Value $0.001 Per Share | 4,094 | Direct |
Footnotes
- Mr. Tamer is the President of Tamer H.I.G. Management, L.P., which owns the reported securities. Mr. Tamer disclaims beneficial ownership of shares of common stock held by Tamer H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.
- Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., except to the extent of his direct pecuniary interest therein.
- The date of execution was determined in accordance with Rule 16a-3(g)(2) and (g)(4) under the Securities Exchange Act of 1934, as amended.