Filing Details
- Accession Number:
- 0000950142-15-002238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-15 18:17:31
- Reporting Period:
- 2015-10-13
- Filing Date:
- 2015-10-15
- Accepted Time:
- 2015-10-15 18:17:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1580156 | Houghton Mifflin Harcourt Co | HMHC | Books: Publishing Or Publishing & Printing (2731) | 271566372 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1585041 | Lee Gary Gentel | C/O Houghton Mifflin Harcourt Co., 222 Berkeley Street Boston MA 02116 | See Remarks. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-13 | 100 | $12.50 | 19,059 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-13 | 100 | $21.50 | 18,959 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-10-13 | 100 | $0.00 | 100 | $12.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 175,386 | 2019-06-22 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 trading plan.
- These employee stock options have vested and are currently exercisable.
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