Filing Details
- Accession Number:
- 0001225208-15-019603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-15 17:33:49
- Reporting Period:
- 2015-10-13
- Filing Date:
- 2015-10-15
- Accepted Time:
- 2015-10-15 17:33:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 16918 | Constellation Brands Inc. | STZ | Beverages (2080) | 160716709 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245573 | Paul F Hetterich | C/O Constellation Brands, Inc. 207 High Point Drive, Building 100 Victor NY 14564 | Evp, Corp Dev & Beer Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2015-10-13 | 34 | $0.00 | 64,389 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2015-10-13 | 34 | $137.00 | 64,355 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2015-10-14 | 14,142 | $0.00 | 78,497 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2015-10-14 | 8,926 | $135.00 | 69,571 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2015-10-14 | 14,142 | $135.02 | 55,429 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2015-10-14 | 17,919 | $134.00 | 37,510 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2015-10-15 | 53,325 | $0.00 | 90,835 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2015-10-15 | 2,081 | $134.51 | 88,754 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2015-10-15 | 53,325 | $134.45 | 35,429 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2015-10-13 | 34 | $16.67 | 34 | $0.00 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Disposition | 2015-10-13 | 34 | $0.00 | 34 | $0.00 |
| Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-10-13 | 34 | $0.00 | 34 | $16.67 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2015-10-14 | 14,142 | $16.67 | 14,142 | $0.00 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Disposition | 2015-10-14 | 14,142 | $0.00 | 14,142 | $0.00 |
| Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-10-14 | 14,142 | $0.00 | 14,142 | $16.67 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2015-10-15 | 42,114 | $20.60 | 42,114 | $0.00 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2015-10-15 | 11,211 | $16.67 | 11,211 | $0.00 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Disposition | 2015-10-15 | 53,325 | $0.00 | 53,325 | $0.00 |
| Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-10-15 | 11,211 | $0.00 | 11,211 | $16.67 |
| Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-10-15 | 42,114 | $0.00 | 42,114 | $20.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 25,353 | 2011-04-05 | 2020-04-05 | No | 4 | M | Direct |
| 14,142 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 11,211 | 2011-04-05 | 2020-04-05 | No | 4 | M | Direct |
| 42,114 | No | 4 | M | Direct | ||
| 53,325 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | 2011-04-05 | 2020-04-05 | No | 4 | M | Direct |
| 0 | 2012-04-05 | 2021-04-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 139 | Indirect | By Son |
Footnotes
- The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
- Includes shares of Class A Common Stock acquired in July 2015 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.25, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.50 to $134.60, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.055 to $134.96, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
- The four-year vesting schedule began on the date specified; 100% of this option has now vested.
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