Filing Details
- Accession Number:
- 0001225208-15-019569
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-15 08:39:41
- Reporting Period:
- 2015-10-14
- Filing Date:
- 2015-10-15
- Accepted Time:
- 2015-10-15 08:39:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 39368 | Fuller H B Co | FUL | Adhesives & Sealants (2891) | 410268370 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1443909 | James Owens | 1200 Willow Lake Boulevard P.o. Box 64683 St. Paul MN 55164-0683 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-10-14 | 6,500 | $37.24 | 151,367 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 337 | Indirect | By 401(k) Plan |
| Common Stock | 280 | Indirect | By Son |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | $22.27 | 2021-01-20 | 48,331 | 48,331 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $41.00 | 2025-01-22 | 112,727 | 112,727 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $48.92 | 2024-01-23 | 79,061 | 79,061 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $39.64 | 2023-01-24 | 80,697 | 80,697 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $28.40 | 2022-01-26 | 77,881 | 77,881 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $25.19 | 2021-07-07 | 15,748 | 15,748 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $19.03 | 2018-10-02 | 7,385 | 7,385 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $20.57 | 2019-12-03 | 33,275 | 33,275 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $14.15 | 2018-12-04 | 47,663 | 47,663 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2018-01-22 | 29,052 | 29,052 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2017-01-23 | 15,894 | 15,894 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-20 | 48,331 | 48,331 | Direct |
| 2025-01-22 | 112,727 | 112,727 | Direct |
| 2024-01-23 | 79,061 | 79,061 | Direct |
| 2023-01-24 | 80,697 | 80,697 | Direct |
| 2022-01-26 | 77,881 | 77,881 | Direct |
| 2021-07-07 | 15,748 | 15,748 | Direct |
| 2018-10-02 | 7,385 | 7,385 | Direct |
| 2019-12-03 | 33,275 | 33,275 | Direct |
| 2018-12-04 | 47,663 | 47,663 | Direct |
| 2018-01-22 | 29,052 | 29,052 | Direct |
| 2017-01-23 | 15,894 | 15,894 | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 7, 2015.
- The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $37.21 to $37.28. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- Amended and Restated Year 2000 Stock Incentive Plan: 189,261 restricted shares were awarded. Amount includes (i) 26,625 restricted shares that are 100% vested; (ii) 6,502 restricted shares that vest in three equal installments beginning on July 7, 2012; and (iii) subject to one or more performance measures being achieved, (a) 19,961 restricted shares that vested in three equal installments beginning on Jan. 20, 2012; (b) 31,472 restricted shares that vest in three equal installments beginning on Jan. 26, 2013; (c) 30,794 restricted shares that will vest in three equal annual installments beginning on Jan. 24, 2014; and (d) 73,907 restricted shares (50% of these shares will vest on January 24, 2016 and 50% will vest on Jan. 24, 2017). Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
- 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
- Held jointly by spouse and son.
- Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
- H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
- Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
- Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
- H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master IncentivePlan.
- H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015, subject to one or more performance measures being achieved.
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