Filing Details
- Accession Number:
- 0001437749-15-018353
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-14 21:10:36
- Reporting Period:
- 2015-10-13
- Filing Date:
- 2015-10-14
- Accepted Time:
- 2015-10-14 21:10:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023844 | National Holdings Corp | NHLD | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364128138 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1642077 | C. Glenn Worman | 410 Park Avenue, 14Th Floor New York NY 10022 | Executive Vp - Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.02 Per Share | Acquisiton | 2015-10-13 | 100 | $2.37 | 2,200 | No | 4 | P | Direct | |
Common Stock, Par Value $0.02 Per Share | Acquisiton | 2015-10-13 | 300 | $2.39 | 2,500 | No | 4 | P | Direct | |
Common Stock, Par Value $0.02 Per Share | Acquisiton | 2015-10-13 | 100 | $2.40 | 2,600 | No | 4 | P | Direct | |
Common Stock, Par Value $0.02 Per Share | Acquisiton | 2015-10-13 | 7,400 | $2.40 | 10,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |