Filing Details
- Accession Number:
- 0001019687-15-003709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-13 20:34:29
- Reporting Period:
- 2015-10-01
- Filing Date:
- 2015-10-13
- Accepted Time:
- 2015-10-13 20:34:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023364 | Autobytel Inc | ABTL | Services-Computer Programming, Data Processing, Etc. (7370) | 330711569 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1641012 | Richard Castillo Aitkenhead | 13 Calle 2-60, Zona 10, Edificio Topacio Azul, Offic 1301 Guatemala City, Guatemala J8 01010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-27 | 708,129 | $4.65 | 708,129 | No | 4 | P | Indirect | Held in name of Auto Holdings Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held in name of Auto Holdings Ltd. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Series B Preferred Stock - convertible/non-voting | Acquisiton | 2015-10-01 | 9,673 | $124.90 | 96,730 | $0.00 |
Common | Series B Preferred Stock - convertible/non-voting | Acquisiton | 2015-10-01 | 2,238 | $124.90 | 22,380 | $0.00 |
Series B Preferred | Warrants | Acquisiton | 2015-10-01 | 8,535 | $17.15 | 8,535 | $184.47 |
Series B Preferred | Warrants | Acquisiton | 2015-10-01 | 1,975 | $17.15 | 1,975 | $184.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,673 | 2018-10-01 | No | 4 | J | Indirect | |
11,911 | 2018-10-01 | No | 4 | J | Indirect | |
8,535 | 2018-10-01 | 2022-10-01 | No | 4 | J | Indirect |
10,510 | 2018-10-01 | 2022-10-01 | No | 4 | J | Indirect |
Footnotes
- Acquisition of acquired entity AutoWeb, Inc. in a stock-for-stock transaction.
- Earliest date of conversion with shareholder approval but also subject to various terms/conditions which may allow for earlier conversion.
- No expiration date.