Filing Details

Accession Number:
0001019687-15-003709
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-13 20:34:29
Reporting Period:
2015-10-01
Filing Date:
2015-10-13
Accepted Time:
2015-10-13 20:34:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1023364 Autobytel Inc ABTL Services-Computer Programming, Data Processing, Etc. (7370) 330711569
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641012 Richard Castillo Aitkenhead 13 Calle 2-60, Zona 10,
Edificio Topacio Azul, Offic 1301
Guatemala City, Guatemala J8 01010
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-27 708,129 $4.65 708,129 No 4 P Indirect Held in name of Auto Holdings Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held in name of Auto Holdings Ltd.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Series B Preferred Stock - convertible/non-voting Acquisiton 2015-10-01 9,673 $124.90 96,730 $0.00
Common Series B Preferred Stock - convertible/non-voting Acquisiton 2015-10-01 2,238 $124.90 22,380 $0.00
Series B Preferred Warrants Acquisiton 2015-10-01 8,535 $17.15 8,535 $184.47
Series B Preferred Warrants Acquisiton 2015-10-01 1,975 $17.15 1,975 $184.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,673 2018-10-01 No 4 J Indirect
11,911 2018-10-01 No 4 J Indirect
8,535 2018-10-01 2022-10-01 No 4 J Indirect
10,510 2018-10-01 2022-10-01 No 4 J Indirect
Footnotes
  1. Acquisition of acquired entity AutoWeb, Inc. in a stock-for-stock transaction.
  2. Earliest date of conversion with shareholder approval but also subject to various terms/conditions which may allow for earlier conversion.
  3. No expiration date.