Filing Details
- Accession Number:
- 0001019687-15-003708
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-13 20:33:43
- Reporting Period:
- 2015-10-01
- Filing Date:
- 2015-10-13
- Accepted Time:
- 2015-10-13 20:33:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023364 | Autobytel Inc | ABTL | Services-Computer Programming, Data Processing, Etc. (7370) | 330711569 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1655209 | Pf Auto, Inc. | Diagonal 6, 12-42 Zona 10 Edificio Design Center, Torre Ii, Of. 11 Guatemala City J8 01010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-27 | 700,752 | $4.65 | 700,752 | No | 4 | P | Indirect | Held in name of Auto Holdings Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held in name of Auto Holdings Ltd. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Series B Preferred Stock - convertible/non-voting | Acquisiton | 2015-10-01 | 132,981 | $124.90 | 1,329,810 | $0.00 |
Series B Preferred | Warrants | Acquisiton | 2015-10-01 | 117,336 | $17.15 | 117,336 | $184.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
132,981 | 2018-10-01 | No | 4 | J | Direct | |
117,336 | 2018-10-01 | 2022-10-01 | No | 4 | J | Direct |
Footnotes
- Acquisition of acquired entity AutoWeb, Inc. in a stock-for-stock transaction.
- Earliest date of conversion with shareholder approval but also subject to various terms/conditions which may allow for earlier conversion.
- No expiration date.