Filing Details

Accession Number:
0001144204-15-059279
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-13 18:22:09
Reporting Period:
2015-10-12
Filing Date:
2015-10-13
Accepted Time:
2015-10-13 18:22:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093207 Crossroads Systems Inc CRDS Computer Peripheral Equipment, Nec (3577) 742846643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310607 Joseph Brian Bianchi 11000 North Mopac Expressway #150
Austin TX 78759
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-10-12 2,700 $1.37 116,844 No 4 S Direct
Common Stock Disposition 2015-10-13 6,300 $1.34 110,544 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted January 8, 2015.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.39, inclusive. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.33 to $1.37, inclusive. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.