Filing Details
- Accession Number:
- 0001127602-15-029023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-13 16:56:33
- Reporting Period:
- 2015-10-08
- Filing Date:
- 2015-10-13
- Accepted Time:
- 2015-10-13 16:56:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1409970 | Lendingclub Corp | LC | Finance Services (6199) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222050 | Chaomei Chen | C/O Lendingclub Corporation 71 Stevenson Street, Suite 300 San Francisco CA 94105 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-08 | 75,000 | $0.18 | 691,620 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-08 | 75,000 | $14.63 | 616,620 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-10-08 | 75,000 | $0.00 | 75,000 | $0.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 718,108 | 2022-02-16 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2015.
- This transaction was executed in multiple trades during the day at prices ranging from $14.29 to $14.99. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The option vested as to 25% of the total shares on June 1, 2012, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Billionaire Hedge Funds
