Filing Details
- Accession Number:
- 0001209191-15-075196
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-13 13:26:15
- Reporting Period:
- 2015-10-13
- Filing Date:
- 2015-10-13
- Accepted Time:
- 2015-10-13 13:26:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1557746 | Aclaris Therapeutics Inc. | ACRS | Pharmaceutical Preparations (2834) | 460571712 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202793 | Michael Powell | Sofinnova Ventures, 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1245624 | James Healy | Sofinnova Ventures, 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1253170 | Srinivas Akkaraju | Sofinnova Ventures, 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1524064 | Sofinnova Venture Partners Viii, L.p. | Sofinnova Ventures, 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No | |
1559565 | Sofinnova Management Viii, L.l.c. | Sofinnova Ventures, 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-13 | 1,880,390 | $0.00 | 1,880,390 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2015-10-13 | 409,090 | $11.00 | 2,289,480 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2015-10-13 | 2,000,000 | $0.00 | 579,710 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2015-10-13 | 2,424,242 | $0.00 | 702,678 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2015-10-13 | 2,063,107 | $0.00 | 598,002 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The total represents shares received upon conversion of shares of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock.
- Effective upon the closing of the issuer's initial public offering of its common stock, each share of preferred stock automatically converted into 0.289855 shares of common stock. The preferred stock had no expiration date.
- The shares are held of record by Sofinnova Venture Partners VIII, L.P. ("SVP VIII"). Sofinnova Management VIII, L.L.C. ("SM VIII") is the general partner of SVP VIII. The individual managing members of SVP VIII are Michael Powell, James Healy, Srinivas Akkaraju and Anand Mehra, and they may be deemed to share voting and dispositive power over the shares held by SVP VIII. Such persons and entities disclaim beneficial ownership over the shares held by SVP VIII except to the extent of any pecuniary interest therein.