Filing Details

Accession Number:
0001127602-15-029005
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-13 13:13:48
Reporting Period:
2015-10-12
Filing Date:
2015-10-13
Accepted Time:
2015-10-13 13:13:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1652044 Alphabet Inc. GOOG Services-Computer Programming, Data Processing, Etc. (7370) 611767919
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1295030 C David Drummond C/O Alphabet Inc.
1600 Amphitheatre Parkway
Mountain View CA 94043
Svp, Corporate Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-10-12 2,500 $0.00 2,645 No 4 M Direct
Class C Capital Stock Acquisiton 2015-10-12 2,500 $0.00 21,229 No 4 M Direct
Class A Common Stock Disposition 2015-10-12 2,645 $669.19 0 No 4 S Direct
Class C Capital Stock Disposition 2015-10-12 2,645 $642.09 18,584 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option To Purchase Class A Common Stock Disposition 2015-10-12 2,500 $0.00 2,500 $154.59
Class C Capital Stock Option to Purchase Class C Capital Stock Disposition 2015-10-12 2,500 $0.00 2,500 $153.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,500 2017-03-01 No 4 M Direct
22,500 2017-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,090 Indirect By Spouse
Class C Capital Stock 2,095 Indirect By Spouse
Class C Restricted Stock Unit 22,478 Direct
Class C Restricted Stock Unit 70,788 Direct
Class C Restricted Stock Unit 611 Direct
Class A Restricted Stock Unit 22,478 Direct
Class A Restricted Stock Unit 611 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 21,332 21,332 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $316.94 2016-04-25 2022-04-04 44,955 44,955 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $316.93 2015-04-25 2022-04-04 8,646 8,646 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $281.61 2020-12-01 9,998 9,998 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $286.52 2021-04-06 29,288 29,288 Direct
Class C Capital Stock Option to Purchase Class C Capital Stock $159.14 2019-03-04 34,138 34,138 Direct
Class A Common Stock Option To Purchase Class A Common Stock $318.21 2016-04-25 2022-04-04 44,955 44,955 Direct
Class A Common Stock Option To Purchase Class A Common Stock $318.21 2015-04-25 2022-04-04 8,646 8,646 Direct
Class A Common Stock Option To Purchase Class A Common Stock $159.78 2019-03-04 34,138 34,138 Direct
Class A Common Stock Option To Purchase Class A Common Stock $282.74 2020-12-01 9,998 9,998 Direct
Class A Common Stock Option To Purchase Class A Common Stock $287.66 2021-04-06 29,288 29,288 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
21,332 21,332 Direct
2022-04-04 44,955 44,955 Direct
2022-04-04 8,646 8,646 Direct
2020-12-01 9,998 9,998 Direct
2021-04-06 29,288 29,288 Direct
2019-03-04 34,138 34,138 Direct
2022-04-04 44,955 44,955 Direct
2022-04-04 8,646 8,646 Direct
2019-03-04 34,138 34,138 Direct
2020-12-01 9,998 9,998 Direct
2021-04-06 29,288 29,288 Direct
Footnotes
  1. 100% of the grant will vest on April 25, 2016, subject to continued employment on such vesting date.
  2. 100% of the grant will vest on April 25, 2018, subject to continued employment on such vesting date.
  3. The Class C Restricted Stock Units ("Class C RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class C Common Stock for each share underlying the Class C RSU as the Class C RSU vests. This grant vests as follows: 1/48th of the grant vested on the vesting start date (1/6/2012) and 1/48th of the grant vests each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
  4. The Class A Restricted Stock Units ("RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class A Common Stock for each share underlying the RSU as the RSU vests.The RSUs vest as follows: 1/48th of the RSUs shall vest on the vesting start date (1/6/2012) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
  5. The option is fully vested.
  6. All shares are exercisable as of the transaction date.
  7. There is no expiration date for Alphabet Inc.'s Class B Common Stock.
  8. The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
  9. The option provided for vesting as follows: 1/48th of the option shall vest on the vesting start date (1/6/12) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
  10. The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
  11. The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
  12. The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
  13. The option provided for vesting as follows: 1/48th of the option shall vest on the vesting start date (1/6/12) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.