Filing Details
- Accession Number:
- 0001225208-15-019486
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-13 14:04:08
- Reporting Period:
- 2015-10-08
- Filing Date:
- 2015-10-13
- Accepted Time:
- 2015-10-13 13:04:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197028 | H Barry Caldwell | 1001 Fannin, Suite 4000 Houston TX 77002 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-08 | 15,201 | $34.94 | 56,051 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-10-08 | 9,922 | $36.89 | 65,973 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-10-08 | 700 | $0.00 | 65,273 | No | 4 | G | Direct | |
Common Stock | Disposition | 2015-10-08 | 4,262 | $52.04 | 61,011 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-10-08 | 20,552 | $52.00 | 40,459 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-10-08 | 9,922 | $36.89 | 9,922 | $36.89 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-10-08 | 15,201 | $34.94 | 15,201 | $34.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,922 | 2014-03-08 | 2023-03-08 | No | 4 | M | Direct |
0 | 2013-03-09 | 2022-03-09 | No | 4 | M | Direct |
Footnotes
- Stock option exercise and shares sold/transferred pursuant to a 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $52.04 to $52.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full informaton regarding the number of shares and prices at which the transaction was effected.
- Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.