Filing Details
- Accession Number:
- 0001094891-15-000278
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-13 12:40:57
- Reporting Period:
- 2015-05-07
- Filing Date:
- 2015-10-13
- Accepted Time:
- 2015-10-13 12:40:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1471256 | Cullen Agricultural Holding Corp | CAGZ | Beverages (2080) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018319 | J E Watson | Level 9, 68 Shortland Street P.o. Box 91269 Aukland Q2 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-07 | 40,000 | $0.43 | 11,246,148 | No | 4 | P | Indirect | By Cullen Inc. Holdings Ltd. |
Common Stock | Acquisiton | 2015-05-08 | 30,000 | $0.54 | 11,276,148 | No | 4 | P | Indirect | By Cullen Inc. Holdings Ltd. |
Common Stock | Acquisiton | 2015-05-11 | 14,000 | $0.50 | 11,296,148 | No | 4 | P | Indirect | By Cullen Inc. Holdings Ltd. |
Common Stock | Acquisiton | 2015-05-12 | 12,500 | $0.53 | 11,302,648 | No | 4 | P | Indirect | By Cullen Inc. Holdings Ltd. |
Common Stock | Disposition | 2015-05-13 | 1,000 | $0.70 | 11,301,648 | No | 4 | S | Indirect | By Cullen Inc. Holdings Ltd. |
Common Stock | Acquisiton | 2015-05-13 | 5,000 | $0.55 | 11,306,648 | No | 4 | P | Indirect | By Cullen Inc. Holdings Ltd. |
Common Stock | Acquisiton | 2015-05-20 | 1,000 | $0.52 | 11,307,648 | No | 4 | P | Indirect | By Cullen Inc. Holdings Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Cullen Inc. Holdings Ltd. |
No | 4 | P | Indirect | By Cullen Inc. Holdings Ltd. |
No | 4 | P | Indirect | By Cullen Inc. Holdings Ltd. |
No | 4 | P | Indirect | By Cullen Inc. Holdings Ltd. |
No | 4 | S | Indirect | By Cullen Inc. Holdings Ltd. |
No | 4 | P | Indirect | By Cullen Inc. Holdings Ltd. |
No | 4 | P | Indirect | By Cullen Inc. Holdings Ltd. |
Footnotes
- These securities are held by Cullen Inc. Holdings Ltd., an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $.52 to $.55, inclusive. The reporting person undertakes to provide to Cullen Agricultural Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footntoes (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $.527 to $.53, inclusive.
- The reporting person's sale of Cullen Agricultural Holding Corp. common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,000 shares, with the reporting person's purchase of 40,000 shares of Cullen Agricultural Holding Corp. at a price of $.4284 per share on May 7, 2015. The reporting person has paid Cullen Agricultural Holding Corp. $156, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.