Filing Details
- Accession Number:
- 0001126328-15-000250
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-09 09:43:16
- Reporting Period:
- 2015-10-07
- Filing Date:
- 2015-10-09
- Accepted Time:
- 2015-10-09 09:43:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196954 | P James Mccaughan | 711 High Street Des Moines IA 50392 | President - Global Asset Mgmt. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-07 | 15,940 | $49.25 | 280,765 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-07 | 15,940 | $49.75 | 264,825 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | Disposition | 2015-10-07 | 15,940 | $0.00 | 15,940 | $49.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,820 | 2009-02-27 | 2016-02-27 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Rule 10b5-1 plan adopted by the reporting person on June 12, 2015.
- Includes 9,613 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Billionaire Hedge Funds
